Industry Letter--Principal Ownership in Privately Held Company Change04202022

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Author: kkwolek
Letter Type
Guidance
Regulation
433a
Date Issued
Short Description

Amended various subsections of section 433 to modify direct and indirect ownership in a privately held company from a 1% licensing threshold to 5% ownership.

Folder Name
Industry Letter--Principal Ownership in Privately Held Company Change04202022